Compliance & Regulatory Job Openings...


Interested parties, please forward your detailed resume in an MS WORD format to bank.administrator@topexecutive.com.


Senior Compliance Manager (JL/BJ) - Up to HK$60K
Our client, a stable and reputable European bank, is looking for a Senior Compliance Manager for their Hong Kong operations.

Requirements:

• Degree holder, preferably in business, accounting or law discipline
• At least 5 years relevant working experience in compliance within financial services, preferably in the securities/asset management industry
• Strong knowledge of HKMA and SFC guidelines
• Self-motivated and work independently
• Good communication skills

• Support the Head of Compliance HK in discharging his responsibilities
• Pro-actively advise the business in relation to local regulatory requirements as well as internal policies and directives
• Keep up-to-date with developments in the applicable laws, rules and standards and advise the business accordingly
• Perform regular review on regulated activities and other compliance review on an ongoing basis
• Liaise with regulatory authorities in licensing and related matters
• Assist in training staff with respect to compliance with the applicable laws, rules and standards
• Monitor timely corrective action of open audit items